COMPLIANCE: Life/Health/Annuity Advertising Filing

ANNUAL EXEMPT FORMS REPORT: Submission of the annual report of exempt forms, pursuant to Director's Order No. 03A-143-INS, Exhibit B (I) (C), should be made via the SERFF system and should no longer be submitted in paper form. The report should be submitted on SERFF as Filing Type: “Annual Exempt Forms Filing.” Include any cover letters and/or lists of form numbers and attach to the Supporting Documentation tab. This report is due on or before June 1st each year.

Warning - Phishing Scam

We are aware of a phishing scam targeting insurance professionals claiming that the National Association of Insurance Commissioners received a complaint that the professional submitted a falsified claim. This fraudulent email displays the NAIC and CIPR logos, can originate from what appears to be an naic.org or gmail.com email account, and instructs the recipient to click on a link to download the complaint notification.

Certain antivirus products will detect this as a malicious email.  If you receive a similar email and have any concerns, contact the NAIC Service Desk at (816) 783-8500 or [email protected].