Arizona Department of Insurance
100 North 15th Avenue, Suite 261

Phoenix, AZ  85007-2630

Starting July 1, 2020, we will be the
Department of Insurance and Financial Institutions (DIFI).

If you hold "variable life and variable annuity insurance producer" authority on your Arizona insurance license, provide with your application a printout of your registration with the Financial Industry Regulatory Authority (FINRA) as a principal or registered representative.  Obtain the required evidence with the following steps:

  1. Navigate to the FINRA web site at
  2. Click the "Investors >" option.
  3. Toward the top of the page, click on the "Tools & Calculators" option.
  4. In the "Research Tools" section, click on the FINRA BrokerCheck link.
  5. Click the START SEARCH button.
  6. Enter your CRD # or your first and last name in the "Individual Name or CRD#" box, and click the SEARCH button.
  7. Find your record and click on your name (in blue text).  The system will display a web page containing your registration summary.
  8. Provide your registration summary with your application, as follows:
  • If you are mailing or delivering a paper application, print your FINRA registration summary and include it with your paper application.
  • If you are applying online (through the National Insurance Producer Registry system), attach an electronic (PDF) version of your registration summary using the NIPR Attachments Warehouse (